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U.S. Futures Exchanges Disciplinary Actions Report: February 2016

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Disciplinary Actions ICE FUTURES ICE 2012-038 Block Trades Violation of Rule 4.07(c) – Block Trading. Allegedly, an entity violated ICE Futures U.S. (“IFUS”) Rule 4.07(c) by failing to report a 180 lot block trade, that was erroneously submitted to IFUS as a 180 lot exchange for physical transaction, within the 5 minute reporting window for […]

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